Regulatory Positioning & Compliance Approach
ExplainVest AI is designed to support — not replace — professional judgment. Built for regulated advisors who need evidence-backed research they can show to clients and regulators.
Who It's For
FCA-Regulated Independent Financial Advisors
Advisors who need traceable, evidence-backed research to support client recommendations and maintain compliance with regulatory requirements.
Wealth Management Firms
Advisory teams and boutique firms seeking to standardize research processes, reduce manual compliance work, and strengthen governance.
Institutional Investment Committees
Teams requiring audit-ready evidence, structured analysis, and transparent AI reasoning for due diligence and regulatory review.
Professionals Who Must Justify Decisions
Any regulated professional who needs to explain and document investment decisions with full transparency and evidence traceability.
Who It's NOT For
Retail DIY Traders
ExplainVest AI is not designed for unregulated retail investors seeking automated trading or investment advice. We do not provide execution services or direct investment recommendations to retail clients.
Users Seeking Guaranteed Returns
We do not promise or guarantee investment returns. All insights are presented as research signals and decision-support information, not investment advice or guarantees.
Automated Trading Systems
ExplainVest AI does not execute trades or provide automated trading capabilities. We are an information-only research platform designed to support human decision-making.
Unregulated Individuals
Access is invitation-only and restricted to qualified B2B organizations. We do not provide services to unregulated individuals or retail investors.
How Advisors Remain Decision-Makers
Decision-Support Software, Not Automated Advisor
ExplainVest AI is decision-support software, not an automated advisor. Every insight is presented as information-only research signals. Advisors review, validate, and make final decisions based on their professional judgment.
Full Transparency & Evidence
Every recommendation includes clear reasoning, evidence citations, and calculation breakdowns. Advisors can see exactly why a BUY/HOLD/SELL signal was generated and can validate or override based on their expertise.
Advisor Responsibility
Advisors remain fully responsible for all investment recommendations to clients. ExplainVest AI provides evidence, citations, and audit trails — but advisors make the final decisions and bear full regulatory responsibility.
No Trade Execution
ExplainVest AI does not execute trades, hold client funds, or provide custody services. We are an information-only research platform. All trade execution remains with the advisor or their chosen execution platform.
Compliance Features
FCA-Ready Audit Trails
Complete audit trail exports with full data provenance, model versions, and evidence citations. Designed for regulatory review and due diligence.
Evidence Citations
Every recommendation includes traceable data sources, calculations, and assumptions. No black boxes — full transparency for compliance reviews.
Terms & Privacy
Comprehensive Terms of Service and Privacy Policy pages with FCA-compliant disclaimers. User consent system for regulatory compliance.
Model Transparency
Full visibility into model versions, data sources, and analysis timestamps. Configurable version tracking for audit trails and regulatory submissions.
Important Disclaimers
Information-Only Service: ExplainVest AI provides research and decision-support information only. We do not provide investment advice, execute trades, or hold client funds.
No Guarantees: Past performance is not indicative of future results. All insights are presented as research signals, not investment advice or guarantees.
Advisor Responsibility: Advisors remain fully responsible for all investment recommendations to clients. ExplainVest AI supports — but does not replace — professional judgment.
Regulatory Compliance: Advisors must ensure their use of ExplainVest AI complies with all applicable regulations, including FCA rules and their firm's compliance policies.
Ready to Learn More?
Contact us to discuss how ExplainVest AI can support your advisory practice with evidence-backed research and compliance-ready documentation.